Dawn InfoTek Inc. is a professional IT consulting team that partners with major financial institutions, investment firms and government sectors. We have been dedicated to delivering cutting-edge consulting services and recruiting all levels of IT positions for our clients.
We are currently seeking competent individuals to fulfill the role of Regulatory Compliance Auditor to join our dynamic team for our client, one of the major banks.
Location Address: hybrid – 2x/week
Contract Duration: ASAP - Oct 31, 2023 - possibility for extension
Typical Day in Role:
- Managing various milestone testing through different stages: planning, fieldwork, reporting
- Conducting tollgate meeting with audit management for approvals
- Discussing issues or observations with Global Compliance stakeholders
- Performing walkthroughs with Global Compliance stakeholders
- Addressing feedback from audit management
- Documenting work within the audit database
- 60:40 split between individual workload and collaborative work with others
- Working with platform Teammates to document work
- Working with Microsoft Teams on a daily basis to work collaboratively with the team
- Daily use of Microsoft office – Excel, PPT, Word
Candidate Requirements/Must Have Skills:
- 10+ years of previous audit experience
- 3+ years of previous regulatory compliance experience
- 1+ years of previous remediation experience
Nice-To-Have Skills:
- Previous banking experience within a large financial institution
- Regulatory experience – having worked with a regulator
- Experience with PowerBI
- Experience with project work
Soft Skills:
- Strong client-relationship skills
- Comfortable with ambiguity
- Good influencing and negotiation skills
- Strong time management and organizational skills to work within deadlines
- Self-starter
Best vs Average:
The best candidate will have previous audit experience, regulatory compliance experience, as well as previous banking experience.
Degrees or certifications:
- Bachelor’s Degree is mandatory
- CIA – Certified Internal Auditor is preferred
Job Type: Fixed term contract
Salary: $55.00-$65.00 per hour
Schedule:
Work Location: Hybrid remote in TORONTO, ON
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